Etude Risk Management
We are a dynamic regulatory risk management practice with a focus on providing practical solutions while building long-term relationships with our clients.
Let Us Help You
How do we help you manage regulatory risk?
Regulatory risk refers to the risk that a change to the laws or regulations will hurt a business or investment by affecting that business, sector, or market.
We help you manage this risk by applying the following three important methods.
"57% of senior-level executives rank risk and compliance as one of the top two risk categories they feel least prepared to address" - quantivate.com
Who can benefit from using our services?
Regulatory requirements differ between various industries and this requires a specific focus to detail.
Our servicing model allows us to operate in any industry, but the following are a few that we currently focus on.
Financial
Advisors
Investment
Managers
Credit
Providers
Insurance
Administrators
Accounting
Practitioners
Stock
Brokers
GRC is the integrated collection of capabilities that enable an organization to reliably achieve objectives, address uncertainty, and act with integrity.
What makes our approach unique?
We are a young and energetic company and have adopted a dynamic approach that sets us apart from competitors and allows us to constantly innovate and grow.
The overall purpose of Governance, Risk Mitigation and Compliance is to reduce risks and costs as well as duplication of effort. It is a strategy that requires company-wide cooperation to achieve results that meet internal guidelines and processes established for each of the three key functions.
Governance Support
Corporate governance is the combination of rules, processes or laws by which businesses are operated, regulated or controlled. The term encompasses the internal and external factors that affect the interests of a company's stakeholders, including shareholders, customers, suppliers, government regulators and management.
Risk Mitigation
Regulatory risk is the risk that a change in laws and regulations will materially impact a business. Risk management is the process of identifying, assessing and controlling threats to an organization's capital and earnings. These threats, or risks, could stem from a wide variety of sources, including financial uncertainty, legal liabilities, strategic management errors, accidents and natural disasters
Compliance Monitoring
Compliance refers to the company obeying all of the legal laws and regulations in regards to how they manage the business, their staff, and their treatment towards their consumers. The concept of compliance exist to make sure that corporations act responsibly and since it is a rules-based practice it is therefore, one of the more preventable risks if managed well.